Compliance Manager

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  • Location

    Malta

  • Reference

    LJJP 11774

  • Salary

    Up to €50,000

    Up to €50K

  • Type

    Permanent

The Role

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Our Client is looking for a Compliance Manager to actively promote and embed a positive risk and compliance ethos and culture across the firm. You will liaise with other members of Risk & Compliance teams as appropriate to ensure policies, materials and training consider any trends identified. You will also be able to review and maintain the financial crime framework against AML, Fraud, 4/5AMLD and JMLSG requirements.

Other responsibilities include:

  • Assisting the teams in conducting Sanctions, PEP and Adverse Media screening as appropriate on clients and related parties;
  • Where necessary, carry out the analysis of upcoming regulatory changes and the impact on the firm’s policies and procedures;
  • Assisting with the recording, monitoring and reporting of complaints;
  • Assisting in the assessment of training and competency requirements of employees, and in the development of internal training courses, as required;
  • Producing statutory management information or other reports as requested related to the compliance function within specified timescales;
  • Deputising for the Head of Compliance in his absence;
  • Being responsible for the delivery of a risk-based monitoring plan, the execution of reviews, and related reporting;
  • Providing advisory coverage in relation to BAU business, and regulatory projects as required;
  • Assisting in developing product by product Compliance Risk Assessment;
  • Developing, executing and maintaining the Compliance Monitoring Plan (“CMP”) ensuring quality execution, effective Management Information (“MI”) and results;
  • In conjunction with Head of Compliance, conducting QA and overseeing of other testing conducted by the Compliance Department;
  • Working with Management to maintain and update as needed the Firms Conduct Risk Programme including framework and MI;
  • Undertaking other ad hoc tasks and projects.

The Candidate

The successful financial services Compliance Manager will:

  • Have prior Compliance monitoring and framework experience in an MFSA regulated firm;
  • Be able to interact with a variety of stakeholders in a fast-paced environment;
  • Have the ability to process complex technical information and understand its implications for, and impact on the business;
  • Monitor and review current practices and summarise findings and recommendations;
  • Be experienced in creating and maintaining work plans;
  • Have excellent report writing skills;
  • Think strategically/holistically as well as at a detailed level;
  • Be capable of presenting management information in a simple and effective way.

The Company

An international financial services company offering innovative banking services through the use of state of the art technology and alternate delivery channels.

The Benefits

  • Competitive salary
  • Opportunities for a great career in the finance industry
  • Professional team

The Location

Malta is a small archipelago in the Mediterranean Sea, south of Sicily. It is an independent member state of the European Union and home to a little less than half a million people. It is English speaking and salaries are paid in Euros.

Malta is extremely popular for relocations, boasting as it does low domestic tax rates, Schengen Area membership, a rich history, a vibrant and active social scene, and the highest average number of days of sunshine per year in Europe.

Malta
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