Compliance Analyst

Mark Cini
Job Ref
  • Assistance with reviewing of agreements, drafting of resolutions, drafting of
  • Assistance in the drafting of Board Minutes
  • Updating of Structure charts, Staff Handbook, Company policies, Compliance & Training logbooks etc.
  • Assistance with reviewing of agreements, drafting of resolutions, drafting of letters for the MFSA
  • Reviewing regulatory newsletters;
  • Assistance on general compliance matters
  • Compilation of compliance requests from the Malta Compliance Officer, Banks and other service providers;
  • Compliance daily monitoring and other regulatory forms for the UK entity;
  • Assisting the MLRO in; - Compiling due diligence documentation for the Company, Directors and related entities upon request
  • Compiling due diligence documentation and testing for outsourced critical functions, AIFs under management, its delegates etc.
  • Follow up on quarterly staff declarations / notifications
  • Assistance during offsite compliance monitoring reviews
  • Understanding the compliance and regulatory requirements and assist in improving the administrative processes for a more efficient workflow.
  • Keeping abreast with regulatory changes and assistance on implementation of such changes 1
  • Miscellaneous tasks which will vary e.g. completing some corporate governance reporting (to ensure that the business is being run properly and complying with legislation and regulations) or conducting research
  • Bachelor of Commerce, Diploma in Law (or equivalent)
  • Previous experience in a law firm, legal department, or a similar role
  • Strong proficiency in Microsoft Office software (Outlook, Word, Excel, Powerpoint) - Excellent written and verbal communication skills
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Mark Cini
Senior Consultant
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