Senior Compliance Associate

Adriana Borg Cardona
Job Ref
  • Compliance
  • Funds
  • Law, Banking, Investment
The selected candidate will be working closely with the Head of Client Regulatory Services and will have the following responsibilities:
  • Monitoring and interpreting new regulations which could impact clients;
  • Assisting in the drafting and implementing of policies and procedures for regulated funds,
  • Maintenance of regulatory registers for clients and ensuring updating of same;
  • Preparing compliance reports and assisting in the implementation of the compliance monitoring plan;
  • Assisting in the carrying out of onsite visits and drafting of relevant reports;
  • Handling correspondence with regulatory authorities.
Skills Required

  • Be in possession of a University Degree (MQF Level 6) or a professional qualification related to Law, Banking or Investment Services;
  • hold experience in compliance within financial services, preferably funds with at least 2 years’ experience in compliance;
  • be knowledgeable in the applicable laws and regulations and their application particularly, AIFMD, UCITS, MiFID and GDPR;
  • be able to work under pressure and meet tight deadlines whilst keeping an eye on detail;
  • possess good verbal, written and interpersonal communication skills
  • possess good organisational skills and be capable of working in a team;
  • have excellent analytical and time management skills.
Apply now Subscribe to job alerts
Adriana Borg Cardona
Senior Consultant
Share this job

Back to search results

Back to search